Financial Reporting Controls Attestation
Controls for financial reporting; evidence and auditor support. Comprehensive support for SOC 1 and ISAE 3402 attestation services.
Who is this for?
For organizations providing services that impact their customers' financial reporting and need SOC 1 / ISAE 3402 attestation.
What will you achieve?
Successful SOC 1 / ISAE 3402 attestation with comprehensive controls evidence and auditor support.
SOC 1 (Service Organization Control 1) and ISAE 3402 are international standards for reporting on controls at service organizations that are relevant to user entities' internal control over financial reporting. They provide assurance to customers and stakeholders about the effectiveness of your controls.
Our expert team provides comprehensive support for SOC 1 and ISAE 3402 attestation, from gap analysis and control implementation through audit readiness and ongoing compliance maintenance.
SOC 1 / ISAE 3402 Services
Comprehensive support for every stage of your attestation journey
Gap Analysis & Readiness
Assess your current controls and readiness for SOC 1 / ISAE 3402 attestation.
- Current state assessment
- Compliance gap identification
- Remediation roadmap
- Readiness workshops
Control Mapping & Documentation
Map and document controls relevant to financial reporting.
- Control framework mapping
- Policy and procedure documentation
- Evidence collection guidance
- Stakeholder training
Audit & Attestation Support
Support for external audits and successful attestation.
- Evidence management
- Audit liaison
- Remediation support
- Certification preparation
Attestation Process
Structured approach to achieve SOC 1 / ISAE 3402 attestation
Assessment & Gap Analysis
Evaluate current controls against SOC 1 / ISAE 3402 requirements.
Control Implementation
Implement and document required controls for financial reporting.
Evidence Collection
Gather and organize evidence to support control effectiveness.
Audit & Attestation
Support external audit and achieve successful attestation.
What You Get
- Control gap analysis report
- Control framework documentation
- Policies and procedures
- Evidence collection framework
- Audit readiness assessment
- Audit liaison support
- Remediation guidance
- Ongoing compliance maintenance
Key Benefits
- Enhanced customer trust and confidence
- Demonstrated control effectiveness
- Streamlined audit process
- Reduced audit risk
- Competitive advantage in financial services